Leo Chi Fung Chan
陳志峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Chi Fung Chan (陳志峰), a licensed Responsible Officer with CE reference ALS787. Currently licensed at 1 firm(s): Red Solar Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Red Solar Capital Limited 綽耀資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-17 | present |
| Red Solar Capital Limited 綽耀資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-10-17 | present |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-28 | 2017-10-14 |
| LY Capital Limited 絡繹資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-28 | 2017-10-14 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-16 | 2016-06-28 |
| LY Capital Limited 絡繹資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-16 | 2016-06-28 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-15 | 2016-04-30 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-07-15 | 2016-04-30 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-12 | 2015-07-15 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-12 | 2015-07-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-23 | 2015-05-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-23 | 2015-05-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-23 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-09 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-09 | 2015-05-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-09 | 2015-05-01 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-03 | 2011-09-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-09 | 2007-07-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-07-07 | 2007-07-20 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-04 | 2006-06-10 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-04 | 2006-06-10 |