Alex John Bennett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex John Bennett, a licensed Responsible Officer with CE reference ALT866. Currently licensed at 1 firm(s): ABN AMRO Clearing Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2018-05-03 | present |
| ABN AMRO Clearing Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2018-05-03 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-07 | 2009-11-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-07 | 2009-11-05 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-04-20 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2006-04-20 | 2008-11-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2009-11-05 |