Jean-Hubert Claude Pouleur
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Hubert Claude Pouleur ( ), a licensed former licensee with CE reference ALV071. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harbert Asian Fund Advisors, Limited |
RO | Type 9 — Asset management | 2011-08-24 | 2015-06-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-03-21 | 2009-05-08 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-03-21 | 2009-05-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-03-21 | 2009-05-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-03-21 | 2009-05-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-03-21 | 2009-05-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-03-21 | 2009-05-08 |