Yu Hin Lau
劉宇軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Hin Lau (劉宇軒), a licensed former licensee with CE reference ALV105. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-11 | 2023-10-01 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-24 | 2017-04-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-22 | 2009-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-22 | 2009-04-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-03-22 | 2009-04-16 |