Garrick Kai Chung Cheng
鄭啟充
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Garrick Kai Chung Cheng (鄭啟充), a licensed Representative with CE reference ALW207. Currently licensed at 1 firm(s): Wolver Hill Asset Management Asia Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2025-01-24 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-25 | 2024-05-17 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-25 | 2024-05-17 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-25 | 2024-05-17 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-26 | 2015-11-16 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
RO | Type 9 — Asset management | 2015-01-26 | 2015-11-16 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 4 — Advising on securities | 2013-03-19 | 2015-02-06 |
| CTI Capital Management Limited 中信信惠國際資本有限公司 |
RO | Type 9 — Asset management | 2013-03-19 | 2015-02-06 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-28 | 2012-12-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-04 | 2007-06-04 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-11 | 2007-05-23 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-06 | 2007-05-23 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-30 | 2006-07-21 |