Cheng Qian
錢澄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Qian (錢澄), a licensed Responsible Officer with CE reference ALW229. Currently licensed at 1 firm(s): China Orient International Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-16 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-27 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-27 | present |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-04 | 2019-11-27 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-19 | 2019-11-27 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-12 | 2019-07-12 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-03 | 2017-10-12 |
| BlueCrest Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2014-09-24 | 2017-01-19 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-11 | 2014-08-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2013-01-24 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-03 | 2013-01-24 |
| FrontPoint Management (Hong Kong), Ltd. | RO | Type 9 — Asset management | 2009-11-06 | 2011-06-30 |
| FrontPoint Management (Hong Kong), Ltd. | Rep | Type 9 — Asset management | 2005-05-23 | 2009-11-06 |