Jianming Zhu
朱健明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianming Zhu (朱健明), a licensed Responsible Officer with CE reference ALW306. Currently licensed at 1 firm(s): State Fortune Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-30 | present |
| State Fortune Capital Management Limited 中國國銀資本管理有限公司 |
RO | Type 9 — Asset management | 2012-03-30 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-24 | 2011-06-14 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2009-11-16 | 2011-06-14 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2009-11-16 | 2011-06-14 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-18 | 2009-05-31 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-18 | 2009-05-31 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-02 | 2009-05-31 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-03-02 | 2009-05-31 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-29 | 2009-05-31 |
| Everbright-Efund Fund Management Limited 光大益豐行基金管理有限公司 |
Rep | Type 9 — Asset management | 2006-11-29 | 2009-05-31 |
| Everbright Wisdom Fund Management Limited 光大智盛基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-06 | 2007-02-06 |
| Everbright Wisdom Fund Management Limited 光大智盛基金管理有限公司 |
Rep | Type 9 — Asset management | 2006-10-06 | 2007-02-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-05-22 | 2007-11-29 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-07-26 | 2006-02-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-07 | 2007-11-29 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-07 | 2007-11-29 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-07 | 2006-02-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-04-07 | 2005-07-26 |