Jacy Man Yin Wong
黃敏妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacy Man Yin Wong (黃敏妍), a licensed former licensee with CE reference ALW655. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVP Capital Limited |
Rep | Type 1 — Dealing in securities | 2014-11-13 | 2015-05-18 |
| CVP Capital Limited |
Rep | Type 4 — Advising on securities | 2014-11-13 | 2015-05-18 |
| CVP Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2014-11-13 | 2015-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-14 | 2012-03-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-20 | 2012-03-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-04-15 | 2012-03-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-04-15 | 2010-09-20 |