Daniel Wai Tsun Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Wai Tsun Yau ( ), a licensed former licensee with CE reference ALW841. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMC Markets Asia Limited 盈豐財資市場亞洲有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-09-16 | 2005-12-13 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-12 | 2005-08-18 |