Siu Yung Ho
何紹容
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yung Ho (何紹容), a licensed former licensee with CE reference ALY626. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-13 | 2017-08-18 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-13 | 2017-08-18 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-13 | 2017-08-18 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-13 | 2017-08-18 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-12 | 2015-07-29 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-12 | 2015-07-29 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-11-15 | 2011-11-25 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-11-15 | 2011-11-25 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-18 | 2010-08-31 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-18 | 2010-08-31 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-05-18 | 2010-08-31 |