Yan (SFC:ALZ290) Zhao
趙彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:ALZ290) Zhao (趙彥), a licensed former licensee with CE reference ALZ290. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EQT Partners Asia Limited | Rep | Type 4 — Advising on securities | 2008-03-13 | 2008-09-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-20 | 2007-09-01 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-10 | 2007-09-01 |