Ruimin Xu
徐睿旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruimin Xu (徐睿旻), a licensed former licensee with CE reference ALZ591. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-20 | 2023-10-12 |
| Far East Horizon International Securities Limited 遠東宏信國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-27 | 2023-09-20 |
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-04 | 2022-04-08 |
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-12 | 2022-04-08 |
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-12 | 2022-04-08 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-28 | 2019-07-17 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-28 | 2019-07-17 |
| Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-28 | 2019-07-17 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2017-01-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2017-01-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2017-01-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-12 | 2007-04-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-12 | 2007-04-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-05-12 | 2007-04-20 |