Matthew Haw Ming Pau
鮑浩銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Haw Ming Pau (鮑浩銘), a licensed Responsible Officer with CE reference AMA888. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2022-01-25 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2022-01-25 | present |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2022-01-25 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2021-07-22 | 2022-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2021-07-22 | 2022-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2021-07-02 | 2022-01-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2019-10-15 | 2021-03-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2019-10-15 | 2021-03-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-11-25 | 2016-11-09 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2015-11-25 | 2019-10-15 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-11-25 | 2016-11-09 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2015-11-25 | 2019-10-15 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-05-26 | 2015-11-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-26 | 2015-11-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-05-26 | 2015-11-25 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2005-05-26 | 2015-11-25 |