Ngoi Yih Lau
劉藹懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngoi Yih Lau (劉藹懿), a licensed former licensee with CE reference AMA929. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2008-12-09 | 2010-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-01-25 | 2008-04-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-05-26 | 2008-04-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-05-26 | 2008-04-25 |