Yau Nang Wong
王祐能
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Nang Wong (王祐能), a licensed Responsible Officer with CE reference AMB339. Currently licensed at 1 firm(s): Pacific Alliance Investment Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-15 | present |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-03 | 2025-04-15 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-05 | 2023-05-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-03 | 2021-03-05 |
| Oaktree Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-08-06 | 2020-10-16 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-07-04 | 2014-08-06 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-06 | 2014-06-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-04-03 | 2009-01-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-26 | 2009-01-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-26 | 2009-01-16 |