William Patrick Sarran
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Patrick Sarran ( ), a licensed former licensee with CE reference AMB970. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optiver Trading Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-02-12 | 2019-10-30 |
| Optiver Trading Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-02-12 | 2019-10-30 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-12-11 | 2009-01-14 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-07 | 2009-01-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-13 | 2006-03-08 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-13 | 2006-03-08 |