David Jaemin Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jaemin Kim ( ), a licensed former licensee with CE reference AMC260. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2021-06-09 | 2023-06-30 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-26 | 2023-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-10 | 2009-04-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-10 | 2009-04-20 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-15 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-15 | 2008-09-29 |