Cheuk Yu Lau
劉卓瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yu Lau (劉卓瑜), a licensed former licensee with CE reference AMC331. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-17 | 2020-09-11 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-17 | 2020-09-11 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-09 | 2017-10-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-03 | 2017-10-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-01 | 2017-10-10 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-30 | 2010-10-21 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-30 | 2010-10-21 |
| Karl Thomson Financial Advisory Limited 高信融資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-12 | 2006-04-26 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-18 | 2006-04-26 |