Ka Wai Leung
梁家威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Leung (梁家威), a licensed Responsible Officer with CE reference AME528. Currently licensed at 1 firm(s): Winsome Stock Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winsome Stock Company Limited 永勝證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-15 | present |
| Winsome Stock Company Limited 永勝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-23 | 2024-10-15 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-04 | 2024-08-31 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-04 | 2024-08-31 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-18 | 2022-05-20 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-18 | 2022-05-20 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-04 | 2020-07-26 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-06 | 2021-10-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-04 | 2016-09-17 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-04 | 2016-09-17 |