Ka Long Lee
李家朗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Long Lee (李家朗), a licensed former licensee with CE reference AME566. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-14 | 2024-02-29 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-05-14 | 2024-02-29 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-20 | 2021-05-14 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-20 | 2021-08-19 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-27 | 2021-05-14 |
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-06 | 2020-07-10 |
| Vontobel Limited 瑞萬通博有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-06 | 2020-07-10 |
| Vontobel Limited 瑞萬通博有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-24 | 2018-07-06 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2014-04-29 | 2018-01-25 |
| Leonteq Securities (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-04-29 | 2018-01-25 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-04-28 | 2014-04-29 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-04-28 | 2014-04-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-05 | 2008-02-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-05 | 2008-02-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-28 | 2008-02-16 |
| SAIL Advisors Limited | Rep | Type 4 — Advising on securities | 2006-06-05 | 2006-08-12 |
| SAIL Advisors Limited | Rep | Type 9 — Asset management | 2006-06-05 | 2006-08-12 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-25 | 2006-04-13 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-08-25 | 2006-04-13 |