Sin Chong Lai
黎善昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Chong Lai (黎善昌), a licensed former licensee with CE reference AME706. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-11 | 2009-01-01 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-11 | 2009-01-01 |
| Cypress International Investment Advisors Limited 栢鴻國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-03 | 2007-10-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-29 | 2007-02-28 |