Chi Sum Hui
許志深
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Sum Hui (許志深), a licensed Responsible Officer with CE reference AME974. Currently licensed at 1 firm(s): Wilson Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-01 | present |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 — Advising on securities | 2019-02-01 | present |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-24 | 2019-02-01 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-24 | 2019-02-01 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 4 — Advising on securities | 2017-01-19 | 2018-06-30 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-01 | 2018-06-30 |
| China Jianxin Financial Services Limited 中國建信金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-12 | 2016-12-01 |
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-28 | 2016-09-30 |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-21 | 2014-10-28 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2011-04-15 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-17 | 2009-06-23 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-02 | 2007-09-10 |