Wei Liu
劉巍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei Liu (劉巍), a licensed Responsible Officer with CE reference AMF146. Currently licensed at 1 firm(s): DTC Investment Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-03-26 | present |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-19 | present |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-08-13 | 2013-02-13 |
| DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-09 | 2012-08-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2010-10-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-09-03 | 2010-10-27 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-09-03 | 2010-09-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-04-30 | 2008-06-03 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-30 | 2008-06-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-07-06 | 2007-03-10 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-07-06 | 2007-03-10 |