Wai Shing (SFC:AMF222) Chung
鍾偉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Shing (SFC:AMF222) Chung (鍾偉成), a licensed former licensee with CE reference AMF222. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-16 | 2023-04-30 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-12 | 2023-04-30 |
| Summer Capital Management Company Limited 夏焱資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-12 | 2023-04-30 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-16 | 2017-10-23 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-16 | 2017-10-23 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-16 | 2017-10-23 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-12-19 | 2017-03-08 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2016-02-03 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2015-11-23 | 2016-02-03 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2012-06-07 | 2013-10-31 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-16 | 2010-04-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-16 | 2010-04-02 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-06 | 2010-04-02 |