Raymond Mak
麥偉汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Mak (麥偉汶), a licensed former licensee with CE reference AMF438. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wynson Asset Management Limited 永昇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-03 | 2024-12-12 |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-03 | 2024-12-12 |
| East Purple Capital Company Limited |
RO | Type 4 — Advising on securities | 2017-06-26 | 2019-03-31 |
| East Purple Capital Company Limited |
RO | Type 9 — Asset management | 2017-06-26 | 2019-03-31 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-31 | 2016-12-21 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-01-05 | 2016-12-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-07 | 2011-11-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-07 | 2011-11-30 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-15 | 2007-10-13 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-15 | 2007-10-13 |