Yijun Li
李軼珺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yijun Li (李軼珺), a licensed Responsible Officer with CE reference AMF468. Currently licensed at 1 firm(s): L&R Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&R Capital Limited 析理資本有限公司 |
RO | Type 4 — Advising on securities | 2022-07-28 | present |
| L&R Capital Limited 析理資本有限公司 |
RO | Type 9 — Asset management | 2022-07-28 | present |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-03 | 2022-07-28 |
| L&R Capital Limited 析理資本有限公司 |
Rep | Type 9 — Asset management | 2022-05-03 | 2022-07-28 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-03 | 2021-04-28 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2018-05-03 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-25 | 2021-10-29 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-10-25 | 2021-10-29 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-30 | 2013-06-25 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-21 | 2013-06-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-21 | 2013-06-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-13 | 2007-03-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-13 | 2007-03-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-13 | 2007-03-23 |