Ricky Wai Kei Lau
劉偉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Wai Kei Lau (劉偉琪), a licensed former licensee with CE reference AMF971. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2019-03-04 | 2019-05-16 |
| M3 Capital Partners (HK) Limited | Rep | Type 4 — Advising on securities | 2019-03-04 | 2019-05-16 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-30 | 2019-01-01 |
| TPG Capital, Limited 美國德太投資有限公司 |
RO | Type 4 — Advising on securities | 2017-11-30 | 2019-01-01 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-07 | 2017-11-30 |
| TPG Capital, Limited 美國德太投資有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-07 | 2017-11-30 |