M3 Capital Partners (HK) Limited

CE No. ARI536 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for M3 Capital Partners (HK) Limited, a Hong Kong-based licensed corporation with CE reference ARI536. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 2 (total recorded over time: 55). Earliest licence on file: 2008-10-17.

Registered address

Suite 3504 - 3508, One Exchange Square, 8 Connaught Place, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2008-10-17 present
Type 4 — Advising on securities 2012-04-19 present

Licensed staff (all-time) (55)
Active on date

Name Activities First licensed To
Mukundh Comal Gopalan RO 1, 4 2025-11 Present
William Donald Morley Feldman RO 1, 4 Rep 1, 4 2014-11 2022-05
Rory Alan Hardick RO 1 2008-10 2009-09
Garret Claude House RO 1, 4 2014-08 2020-06
Bernhard Karas RO 1 2009-05 2011-01
Daniel Scott Krefman RO 1, 4 2008-10 2025-02
Irene Wa Yan Kwok 郭華欣 RO 1, 4 2026-01 Present
Charade Sin Wai Poon 潘善維 RO 1, 4 Rep 1, 4 2015-08 2025-02
Christopher James Vallace RO 1, 4 2008-10 2014-10
Howard Wing To Chan 陳穎韜 Rep 1, 4 2013-09 2013-11
Yui Cheong Richards Chang 張睿昌 Rep 1, 4 2018-10 2022-09
Ran Ryan Chao Rep 1, 4 2020-01 2023-02
Tian (SFC:BNJ130) Chen 陈甜 Rep 1, 4 2018-09 2019-05
Sin Wa Chun 秦倩華 Rep 1, 4 2021-10 2025-01
Yayun Dai 戴雅韵 Rep 1, 4 2020-06 2025-01
Ranran Dong 董然然 Rep 1 2008-10 2009-02
Yanyi Dong 董彥宜 Rep 1, 4 2014-05 2019-05
Li (SFC:AUX567) Fan 范理 Rep 1 2010-04 2010-11
Godfrey Harrison Gieuw 丘漢堅 Rep 1, 4 2016-07 2025-01
Ansh Gopalani Rep 1, 4 2019-10 2022-12
Jennifer Hsu 許心蕙 Rep 1, 4 2022-07 2024-01
Hao (SFC:BUD176) Huang 黄昊 Rep 1, 4 2023-10 2024-05
Zhuo (SFC:BNS219) Jiang 姜卓 Rep 1, 4 2018-11 2022-04
Si Hyun Kim 金時賢 Rep 1, 4 2019-08 2020-06
Tae Il Kim Rep 1, 4 2016-07 2019-07
Chak Pong Lam Rep 1, 4 2022-06 2025-01
Wing Yee Reine Lam 林泳兒 Rep 1, 4 2019-04 2022-09
Ricky Wai Kei Lau 劉偉琪 Rep 1, 4 2019-03 2019-05
Luxi Li 李璐希 Rep 1, 4 2021-05 2022-02
Wenqian Liang 梁文倩 Rep 1, 4 2019-08 2022-01
Jiajing Lin 林佳敬 Rep 1, 4 2013-09 2018-10
Mung Ting Liu 廖夢婷 Rep 1, 4 2021-05 2023-07
Zihan Liu 刘子涵 Rep 1, 4 2023-09 2025-01
Peiqin Ma 馬佩勤 Rep 1, 4 2011-11 2017-03
Xiao (SFC:ASP710) Ma 馬驍 Rep 1 2009-04 2010-02
Fumihito Ogasawara Rep 1, 4 2015-04 2019-03
Yona Park Rep 1, 4 2018-10 2019-05
Thu Anh Phan Rep 1, 4 2014-05 2019-05
Stephen Frederick Rich Rep 1, 4 2016-02 2020-12
Hunter Prescott Schenk Rep 1, 4 2013-07 2013-11
Dao Song 宋島 Rep 1, 4 2012-06 2013-05
Hubin Song 宋虎斌 Rep 1, 4 2014-05 2019-05
Yuhong Sun 孫毓鴻 Rep 1, 4 2014-05 2017-10
Wai Tang 湯瑋 Rep 1, 4 2014-05 2019-05
Yuk Sing To 陶毓升 Rep 1, 4 2015-09 2020-10
Kota Uchino Rep 1, 4 2024-10 2025-02
Yong (SFC:ARI649) Wang 汪勇 Rep 1, 4 2008-10 2014-02
Hin Ho Boris Yang 楊顯皓 Rep 1, 4 2022-06 2025-02
Alastair Kwok Shu Yeung 楊國書 Rep 1, 4 2011-11 2025-02
Yiming Yin 殷亦明 Rep 1, 4 2013-06 2015-03
Qiuye Yu Rep 1, 4 2022-08 2025-02
Min Jae Yun Rep 1, 4 2018-04 2025-02
Sean Paul Zasche Rep 1 2008-11 2009-02
Liang (SFC:BBJ363) Zhang 張亮 Rep 1, 4 2013-06 2025-01
Jun Zhu 朱駿 Rep 1, 4 2021-03 2025-02
Showing 1–55 of 55

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Related