Christopher James Vallace
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Vallace ( ), a licensed former licensee with CE reference ARI527. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | RO | Type 4 — Advising on securities | 2012-04-19 | 2014-10-20 |
| M3 Capital Partners (HK) Limited | RO | Type 1 — Dealing in securities | 2008-10-17 | 2014-10-20 |