Yiming Yin
殷亦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiming Yin (殷亦明), a licensed former licensee with CE reference AXU648. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AB Capital Investment Limited |
Rep | Type 9 — Asset management | 2021-10-26 | 2022-09-30 |
| M3 Capital Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2013-06-04 | 2015-03-02 |
| M3 Capital Partners (HK) Limited | Rep | Type 4 — Advising on securities | 2013-06-04 | 2015-03-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | 2012-10-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-10 | 2012-10-19 |