Irene Wa Yan Kwok
郭華欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Wa Yan Kwok (郭華欣), a licensed Responsible Officer with CE reference AYR945. Currently licensed at 2 firm(s): M3 Capital Partners (HK) Limited, GLP HK Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M3 Capital Partners (HK) Limited | RO | Type 1 — Dealing in securities | 2026-01-15 | present |
| M3 Capital Partners (HK) Limited | RO | Type 4 — Advising on securities | 2026-01-15 | present |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-09 | present |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-09 | present |
| GLP HK Investment Management Limited 普洛斯香港投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-11-09 | present |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2018-10-22 | 2021-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2018-10-22 | 2021-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2018-10-22 | 2021-06-04 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2015-03-31 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2015-03-31 |