Yuri Yee-Lee Lin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuri Yee-Lee Lin, a licensed Responsible Officer with CE reference AMG021. Currently licensed at 1 firm(s): Pacific Harbor Holdings, Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Harbor Holdings, Limited |
RO | Type 9 — Asset management | 2019-03-15 | present |
| Natixis Asia Limited | RO | Type 1 — Dealing in securities | 2014-01-28 | 2015-12-18 |
| Natixis Asia Limited | RO | Type 4 — Advising on securities | 2014-01-28 | 2015-12-18 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2013-12-18 | 2014-01-28 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2013-12-18 | 2015-12-18 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2013-12-18 | 2014-01-28 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2013-12-18 | 2015-12-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-20 | 2006-04-25 |