Pacific Harbor Holdings, Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pacific Harbor Holdings, Limited ( ), a Hong Kong-based licensed corporation with CE reference APD391. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 4). Earliest licence on file: 2007-09-07.
Registered address
Suite 4002 40/F, Jardine House, 1 Connaught Place, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2007-09-07 | present |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Warren Dudley Allderige | RO 9 | 2012-05 | Present |
| Wayne Wu-Yee Ang 洪武義 | RO 9 | 2007-09 | 2013-04 |
| David Vernon Bartlett | RO 9 | 2007-09 | 2022-04 |
| Yuri Yee-Lee Lin | RO 9 | 2019-03 | Present |
Showing 1–4 of 4
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司