Kwai King Ma
馬桂慶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai King Ma (馬桂慶), a licensed former licensee with CE reference AMH135. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2012-02-22 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2012-02-22 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-14 | 2009-01-18 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-13 | 2009-01-18 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-15 | 2006-05-02 |