Toby Yuen Ching Chan
陳婉貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toby Yuen Ching Chan (陳婉貞), a licensed Responsible Officer with CE reference AMH725. Currently licensed at 1 firm(s): Capital International, Inc.. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
RO | Type 4 — Advising on securities | 2024-10-29 | present |
| Capital International, Inc. |
RO | Type 1 — Dealing in securities | 2022-05-30 | present |
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2021-10-11 | 2022-05-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-03 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-12-03 | 2013-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-19 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-11-19 | 2013-03-08 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-11-19 | 2013-03-08 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-11-19 | 2013-03-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-28 | 2007-09-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-12-28 | 2007-09-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-28 | 2006-11-23 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-07-28 | 2006-11-23 |