Adam Chunfung So
蘇俊豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Chunfung So (蘇俊豐), a licensed former licensee with CE reference AMJ236. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-15 | 2014-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-15 | 2014-06-25 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-15 | 2014-06-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2007-04-17 | 2009-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2007-02-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-08-16 | 2007-02-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2007-02-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-08-16 | 2007-02-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2007-02-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-08-16 | 2007-02-10 |