Carmen Yin Man Shiu
邵燕文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Yin Man Shiu (邵燕文), a licensed Representative with CE reference AMK135. Currently licensed at 1 firm(s): Qantex Capital Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2025-05-06 | present |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2025-05-06 | present |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2020-04-01 | 2025-02-06 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2020-04-01 | 2025-02-06 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-06-26 | 2019-12-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2019-12-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-03 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-03 | 2008-01-14 |