Heung To Yim
嚴香桃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heung To Yim (嚴香桃), a licensed former licensee with CE reference AMK402. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| City Credit Capital (HK) Limited | RO | Type 3 — Leveraged foreign exchange trading | 2015-10-23 | 2017-02-28 |
| City Credit Capital (HK) Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2012-12-10 | 2015-10-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-19 | 2011-05-11 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-15 | 2010-06-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-13 | 2010-06-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-13 | 2010-06-29 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-31 | 2006-09-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-08-31 | 2006-09-01 |