Ka Li Hsiao
蕭嘉莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Li Hsiao (蕭嘉莉), a licensed Responsible Officer with CE reference AML187. Currently licensed at 1 firm(s): Central China International Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-28 | present |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-06-28 | present |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-07 | 2024-06-28 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-07 | 2024-06-28 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-02 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-02 | 2024-02-26 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-01-02 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
RO | Type 4 — Advising on securities | 2024-01-02 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-03 | 2024-02-26 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-10-03 | 2024-02-26 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-10-03 | 2024-02-26 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-04 | 2024-01-02 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-04 | 2024-01-02 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-04 | 2024-01-02 |
| JMC Capital International Limited 富喬鑫國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-04 | 2024-01-02 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-06 | 2023-08-28 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-06 | 2023-08-28 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-21 | 2022-04-29 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-21 | 2022-04-29 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-16 | 2016-01-09 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-16 | 2016-01-09 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-28 | 2014-12-01 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-04 | 2014-12-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-20 | 2007-08-01 |