Ying Kit Ng
吳映吉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kit Ng (吳映吉), a licensed former licensee with CE reference AML429. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-04 | 2011-04-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-04 | 2011-04-01 |
| Cushman & Wakefield Capital Asia (HK) Limited |
Rep | Type 1 — Dealing in securities | 2008-03-05 | 2008-08-03 |
| Cushman & Wakefield Capital Asia (HK) Limited |
Rep | Type 6 — Advising on corporate finance | 2008-03-05 | 2008-08-03 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-08 | 2007-04-03 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-08 | 2007-04-03 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-08 | 2007-02-22 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-08 | 2007-02-22 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-07 | 2006-11-16 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-13 | 2006-11-16 |