Spencer Yu Cheong Leung
梁裕昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Spencer Yu Cheong Leung (梁裕昌), a licensed former licensee with CE reference AML738. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-19 | 2026-05-04 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2022-10-19 | 2026-05-04 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-16 | 2022-10-19 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-16 | 2022-10-19 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2022-06-30 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-12-06 | 2022-06-30 |
| Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-23 | 2018-12-06 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2008-05-09 | 2018-06-01 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-30 | 2008-04-11 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-26 | 2006-06-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-15 | 2006-04-28 |