Zheng (SFC:AMM041) Liu
劉正
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zheng (SFC:AMM041) Liu (劉正), a licensed former licensee with CE reference AMM041. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2007-11-19 | 2016-04-11 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | 2007-11-19 | 2016-04-11 |
| CVC Asia Pacific Limited |
Rep | Type 6 — Advising on corporate finance | 2007-11-06 | 2016-04-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-16 | 2007-08-10 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2005-09-16 | 2007-08-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-16 | 2007-08-10 |