Craig Kendell James
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Kendell James ( ), a licensed former licensee with CE reference AMP197. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Expedition Advisors Limited |
RO | Type 9 — Asset management | 2012-04-17 | 2013-08-19 |
| AM Investment Partners HK, Limited |
RO | Type 9 — Asset management | 2008-09-10 | 2011-03-21 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-19 | 2008-02-07 |