Kan Fung Li
李錦峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kan Fung Li (李錦峰), a licensed Responsible Officer with CE reference AMQ914. Currently licensed at 1 firm(s): Chocolate Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-04 | present |
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2013-09-06 | 2015-05-22 |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2013-09-06 | 2015-05-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2013-06-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-21 | 2010-08-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-11-07 | 2013-06-07 |