Sharon Sheung Mun Wu
伍尚敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sharon Sheung Mun Wu (伍尚敏), a licensed Responsible Officer with CE reference AMR689. Currently licensed at 1 firm(s): Wings Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wings Securities Limited 永時證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-11 | present |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-11 | present |
| Wings Securities Limited 永時證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-26 | present |
| Wings Securities Limited 永時證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-23 | 2022-05-11 |
| Wings Securities Limited 永時證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-23 | 2022-05-11 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-23 | 2018-11-23 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-12-23 | 2018-11-23 |