Wai See Lo
盧慧思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai See Lo (盧慧思), a licensed Representative with CE reference AMS011. Currently licensed at 1 firm(s): Astrum Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-19 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-10-19 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2020-09-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-07 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-07 | 2020-09-22 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-01-12 | 2006-06-01 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2005-12-23 | 2006-06-01 |