Chun Man Tsang
曾晉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Man Tsang (曾晉文), a licensed Responsible Officer with CE reference AMU470. Currently licensed at 1 firm(s): Great Bay Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-05 | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 — Asset management | 2022-10-05 | present |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-09 | 2022-10-05 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-09 | 2022-10-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-10 | 2022-05-24 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-10 | 2022-05-24 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-25 | 2022-02-11 |
| Kirin Securities Limited 麒麟證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-25 | 2022-02-11 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-05 | 2021-06-25 |
| Kirin Securities Limited 麒麟證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-05 | 2021-06-25 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-30 | 2021-02-09 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-08-30 | 2021-02-09 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-28 | 2018-08-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-28 | 2018-08-30 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-26 | 2017-10-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-26 | 2017-10-02 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-11 | 2017-10-02 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-11 | 2017-10-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-28 | 2017-09-26 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-18 | 2017-07-02 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-17 | 2016-10-18 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-11-22 | 2016-10-15 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-05 | 2013-11-22 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-21 | 2012-06-30 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-21 | 2012-06-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-31 | 2011-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-16 | 2011-12-31 |
| Hantec Securities Co. Limited 亨達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-12 | 2010-07-02 |