Siu Man Shum
岑少文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Man Shum (岑少文), a licensed Representative with CE reference AMW642. Currently licensed at 2 firm(s): South China Securities Limited, South China Commodities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-11 | present |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-11 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-30 | 2011-09-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-30 | 2011-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-02 | 2008-04-01 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-02-02 | 2008-04-01 |