Benjamin James Butler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin James Butler ( ), a licensed former licensee with CE reference AMX409. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2009-10-08 | 2010-12-03 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-08-18 | 2009-08-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-09 | 2008-06-25 |