Pui Fung So
蘇沛豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Fung So (蘇沛豐), a licensed Responsible Officer with CE reference AMY275. Currently licensed at 2 firm(s): Goldhorse Securities Limited, Goldhorse Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-11 | present |
| Goldhorse Securities Limited 金馬證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-11 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-09 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-09-09 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-28 | 2024-09-09 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-28 | 2024-09-09 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-10 | 2023-11-27 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-10 | 2023-11-27 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-29 | 2023-02-01 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 — Advising on securities | 2021-12-29 | 2023-02-01 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-09-28 | 2022-05-05 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-13 | 2017-02-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-01 | 2013-12-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2009-10-16 | 2010-05-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-14 | 2010-05-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-23 | 2010-05-25 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-06 | 2006-06-19 |